How We Work With Clients

U Advisors is an independent, financial services firm

Independent: Rather than offering one brand of investments or insurance through the firm, the independence allows us to choose suitable products on the market no matter the brand or affiliation. Independence allows U Advisors to act in an objective and professional manner in recommending investment opportunities to our clients.

Fiduciary Standard: Investment advisers are bound to a fiduciary standard that is regulated by the Securities and Exchange Commission (SEC) or state securities regulators, both of which hold advisers to a fiduciary standard that requires them to put their client's interests above their own.

As Fiduciaries, U Advisors follows a written Standard of Care for all clients.


CLIENT STANDARD OF CARE

FINANCIAL PLANNING

Having a financial plan is the first step for all of our clients. Helping identify their goals, implement a plan to pursue them and continuously evaluate their overall financial plan is the core of what we do.


WEALTH MANAGEMENT

Through independent research and analysis, we manage our clients’ wealth specific to their unique goals.


ESTATE PLANNING 

Having an estate plan in place is a necessity. We help explain what strategies may apply to a client’s individual situation.


TAX STRATEGIES

Minimizing taxes is a means to help maximize returns. We help our clients be as tax efficient as possible with their investments and financial plan.


RETIREMENT INCOME

Consistent and predictable income is a concern when transitioning into retirement. We analyze multiple strategies that seek to generate the income clients need.


RISK MANAGEMENT

Our goal is to remove any unnecessary risk from our clients’ financial plans. By reviewing their insurance coverage, we can recommend strategies that strive to reduce risk exposure.